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Robinson Financial Careers

Business Quality Manager - Wealth Management

National Role - UK

Salary: £Competitive

Job Type: Permanent / Full Time

My client is seeking an experienced business quality professional to join its expanding national compliance team.

The role is to undertake a suitability assessment of adviser business pre-& post sale to ensure good customer outcomes in line with company standards.


  • Quality assess both pre – sale and post -sale client reviews (investment & pension)
  • Provide feedback to advisers
  • Reporting to the Business Standards Director

The individual would be an integral part of a central business quality team responding to deadlines and service levels that require a focus and dedication to quality and principles of the business.

A fundamental understanding of the Financial Conduct Authority’s Conduct of Business rules and principles of business would be desirable.

Essential Requirements

  • Diploma Level 4
  • Financial services industry experience, of which you can demonstrate working examples of key tasks
  • Ability to form good working relationships
  • Ability to work under pressure
  • Ability to display model behaviours in line with group values, policies and procedures

Desirable Requirements

  • G60, AF3 or AF7

Salary & Benefits

  • Competitive dependent on skills and experience
  • 25 days’ holiday plus bank holidays
  • Company pension scheme
  • Training and support towards industry recognised certifications

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